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uardianship
is a legal procedure by which an adult is given court ordered
and supervised responsibility and authority to care for a
minor. Guardianship may be necessary if a child's parents
die leaving the child orphaned, if the child has been abandoned,
is being abused or if the child is not being adequately provided
for by its parents. Guardianship may also be a precondition
of the payment of life insurance benefits or litigation settlements
to a child upon the death of its parents. Finally, guardianship
may arise in cases where a child's parents are unable to
take care of their child and call upon the child's grandparents
or other relatives to raise the child until the parents can
reassume their parenting roles.
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What does a guardian do?
How long do I serve as a
guardian?
What do I do if I become
a guardian and then decide that I do not want to be a guardian
any longer?
How do I start the guardianship
process?
What if some family members
object to my petition?
As guardian, do I have to
use my money to support the child?
Will the court supervise
my handling of the child's money?
It sounds like a lot of responsibility.
How much of my time will being a guardian require?
What else should I know about
being a guardian?
The child needs a guardian,
but his parents disagree. What should we do?
Do I need to be a guardian
if the child is staying with me?
Do parents ever become appointed
guardians for their child?
What
does a guardian do?
In
California the Court can appoint two different types of guardians:
1) Guardians of the Person; and 2) Guardians of the Estate. A guardian
of the person takes care of the child's personal needs. That guardian
will decide where the child will live, where the child will attend
school, and that guardian will be allowed to consent, on the child's
behalf, to all necessary medical care and treatment. A guardian
of the estate may also be appointed by the Court. The guardian
of the estate manages the child's assets including the child's
bank and investment accounts, collecting benefits to which the
child is entitled, processing and prosecuting claims or receiving
payments as a result of settled or adjudicated lawsuits and/or
receiving payments on life insurance policies. In cases of parents
who die unexpectedly or suddenly, the child's parents' Last Will
and Testament may specify who the parents nominate to serve as
guardians.
How
long do I serve as a guardian?
Once
a guardian is appointed for the estate and/or the person of the
minor child, the guardianship will typically last until the earliest
of one of the following occurrences:
- The Court decides that the child no longer
requires a guardian and by court order terminates the guardianship;
- The child reaches the age of majority which
in California is age eighteen;
- The child dies;
- In the case of a guardianship of the estate
the child's assets are fully spent and there is no more money
or estate to manage;
- The child's parents petition the court for
termination of the guardianship on the grounds that they are
prepared to resume their roles as parents. Such a petition
must be approved by the Court before the guardianship will
be terminated based upon the best interests of the child.
What
do I do if I become a guardian and then decide that I do not
want to be a guardian any longer?
You
are not required to continue to serve as a guardian if you do not
wish to do so but you cannot simply resign. Instead you will have
to obtain permission from the Court to do so. If the Court feels
that the guardianship should continue the Judge will appoint a
successor guardian.
How
do I start the guardianship process?
Guardianship
is a legal procedure and as such it is started by hiring our office
to prepare the Petition for Appointment of Guardian and related
paperwork which we will file for you. Once the paperwork is completed
and signed by the proposed guardians and after it is submitted
to the court, in most counties a Court Investigator is appointed
by the judge to interview the petitioners (you), the child if he
or she is of an appropriate age, and his or her mother and/or father
if they are alive and available to be interviewed. The investigator
will make recommendations to the judge in a "Probate Investigator's
Report" which the Court will review before ruling on your
petition. A court date will be scheduled and the judge will decide
if your petition should be granted and if so under what terms and
conditions. The court hearing on the petition is usually quite
brief in the absence of objections. In order to approve your petition
the Court must make a legal determination that the minor's best
interests will be served by the appointment of a guardian.
What
if some family members object to my petition?
Guardianships
are granted because the judge finds that it would be detrimental
to the child to not appoint a guardian. Sometimes the Judge finds
specifically that it would be detrimental to the child for his
or her parents to make guardianship decisions about the child because
of the parents' behavior, lifestyle or legal entanglements. Quite
often the biological parents will voluntarily consent to the guardianship
by abandoning the child in the custody of grandparents and then
the parents will drop out of sight or fail to communicate with
the child for extended periods of time. Should there be objections
to your petition the judge will order a hearing and may even appoint
an attorney to represent the child's interests and to make recommendations
to the Court on the child's behalf.
As
guardian, do I have to use my money to support the child?
The
short answer to this question is no. After all guardianship does
not terminate the biological parents' rights. It only shifts the
responsibility for caring for the child on a day to day basis to
the guardian. The biological parents remain legally responsible
to support their child. If the child has assets, the judge may
authorize the guardian to spend those assets for the health, maintenance,
education and support of the minor child. There are some situations
where the financial obligation of taking care of the minor child
becomes that of the guardian. While the guardian may apply for
benefits to which the child is entitled (like MediCal, food stamps
and Social Security benefits) in some cases the guardian may put
out some of his or her own money to provide for the child.
Will
the court supervise my handling of the child's money?
There
are very strict laws restricting the use of the child's funds by
the guardian of the estate. The funds must be used for the minor's
benefit and depending upon the amounts of money to be used and
the purpose to which the money is to be put our office may recommend
seeking preapproval of the expenditure by the judge before any
large expenses are incurred. We continuously assist our clients
in making legal and good choices when it comes to using the minor's
money so as to avoid future problems with the Court. The judge
may also impose restrictions on any funds received by the guardian
of the estate. Guardians of the estate are required to account
to the court in a formalized accounting every two years. Our office
will assist you in the preparation of the accounting required by
the Court. The Court may also require the guardian of the estate
to post a surety bond to assure that the guardian will not steal
or misuse the child's money.
It
sounds like a lot of responsibility. How much of my time will
being a guardian require?
Before
you file a petition seeking to be appointed as guardian you should
carefully consider whether or not you are prepared for the challenges
and responsibilities involved. Since guardianship requires ongoing
responsibilities do you have the time and desire to fulfill those
responsibilities? Do you have a good relationship with the minor
and do you want to serve as the child's "legal parent" during
the balance of the child's minority or at least during the period
of time that the child is under your guardianship? If you don't
have a close relationship with the child or if you do not feel
that you will be able to treat the child as a parent would then
perhaps you are best off not seeking appointment as guardian.
If
you petition to become guardian of the estate you will be required
to keep records, to handle banking and all other financial transactions
for the child's benefit. Do you have the ability to do this work?
Are you willing to work closely with your attorney to do the best
you can for the child? There is time involved in keeping records,
paying bills and interacting with attorneys and accountants - -
do you have the time to spend on these critical matters?
What
else should I know about being a guardian?
Parenting
takes time and energy under the best circumstances. Since guardians
step into the role of being surrogate legal parents to the child
they must be sure that they have the time and energy to care for
and raise a child. Sometimes guardians already have families and
children of their own and taking on responsibility for an additional
child requires a substantial commitment. As you think about whether
you can serve as a guardian, you may want to think about how your
decision may impact on your own family, your health, your employment
and whether or not you have the stamina and devotion to the child
which is necessary to be a guardian. After all, the child is depending
upon you (and so is the judge) to provide the parental guidance
which is absent from the child's life and to take good care of
the child which, hopefully, is why you are seeking appointment
as guardian in the first place.
Additionally
the financial implications of guardianship must not be ignored.
Should the child receive income from social security or other public
welfare or assistance programs it still may not be sufficient to
support the child at a reasonable level. Should that be the case
and should there be no other benefits are you prepared to spend
some of your own money to help raise the child? If you are not,
then you probably should not be volunteering to be guardian.
The
child needs a guardian but his parents disagree. What should
we do?
Because
not all guardianships involve children whose parents are deceased
we can't speak about guardianship without acknowledging that sometimes
the child's parent(s) may nominate you to serve as guardian and
then, after you have been appointed, resent the fact that you are
the guardian. They can become hostile, antagonistic and/or interfering.
Quite often it is the child who is hurt when the parents behave
in such an antagonistic, interfering and hostile manner and most
guardians recognize that they owe it to the child to stand up to
the bullying from parents who are unable to parent but are reluctant
to let go of their control over the child.
Do
I need to be a guardian if the child is staying with me?
If
a child is only staying with you for a few weeks or months (while
his or her parents are on vacation or on an extended trip) you
do not need a formal guardianship. There are legal papers which
can be signed by the parents authorizing you to consent to emergency
health services for the child. But if you plan on taking care of
the child for a period in excess of two or three months you will
probably find it necessary to seek court appointed guardianship.
Without such an order you may find it impossible to register the
child at school and to obtain medical care on a regular and/or
emergency basis.
Do
parents ever become appointed guardians for their child?
It
is a very rare instance when biological parents of a child must
seek court orders appointment them as "guardians of the estate" of
their child. The need for such an order often arises when the child
is to receive a substantial amount of money usually as the result
of a catastrophic injury to the child or to the child's parents.
In those instances insurance companies or other institutions are
usually unwilling to turn over assets to the parents of a child
that are intended for the child. They fear that the parent will
take the money which is suppose to be used for the child and spend
it improperly. To prevent this from occurring many insurance companies
and institutions which pay out judgments or settlements as a result
of lawsuits require that a guardianship of the estate be established
so that money to be paid can be paid into a blocked bank account
for the child's benefit.
Our office can
help you through this entire process.
We
will assist you by providing clear and honest answers to all of
the questions you may have about guardianship and your plans of
possibly becoming a guardian. Once you have reached the decision
to become a guardian we will prepare all legal paperwork for you
and represent you in court through the completion of the establishment
of the guardianship (in cases of the guardianship of the person
only) and through the completion of the guardianship of the estate
when the child turns age eighteen. Fees for our ongoing professional
services, after you are appointed as guardian, are subject to Court
approval before payment which assures you that the Court has determined
that the fees payable to our office are fair and reasonable. There
are also court costs associated with appointment of a guardian
but they are reimbursable from the child's estate upon appointment.
In
California guardianships are used for persons under the age of
eighteen. In cases where a minor is to receive an inheritance,
personal injury award or proceeds of insurance from a deceased
family member it may be necessary that the minor's parent(s)or
another responsible adult be appointed by the Court as a guardian
of the minor's estate before the insurance company or executor
of the estate which is paying the inheritance will deliver the
funds for the minor. This may occur even if one or both parents
are alive especially in cases where insurance proceeds are to be
paid.
In
instances where a biological parent is unable to provide for a
minor, other family members may seek appropriate court orders seeking
to be appointed guardians of the minor for the protection of the
minor until the parents are better positioned and ready to resume
the task of active parenting. A frequent example of this is found
when grandparents take over the responsibility of raising their
grandchildren. In those instances the Court may appoint a guardian
of the person of the minor to provide a place for the minor to
live and to make arrangements for the minor's health, education
and maintenance.
For further information or to
schedule an appointment,
I invite you to call me toll-free at 1-(800) 795-2367, or email me at:
adoptlaw@ix.netcom.com

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© Copyright
2008
by THE LAW OFFICES OF DAVID H. BAUM
A PROFESSIONAL LAW CORPORATION
All rights reserved.
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